Oragenics Regains NYSE Compliance Following $16.5 Million Funding Round for Concussion Treatment Development

Oragenics Inc. (NYSE American: OGEN), a clinical-stage biotechnology company developing brain-targeted therapeutics via proprietary intranasal delivery technology, has successfully regained full compliance with NYSE American's continued listing standards. The exchange confirmed compliance with Section 1003(a)(iii) effective October 20, 2025, removing the below-compliance indicator and restoring the company to the roster of compliant issuers. This regulatory achievement follows the July 2, 2025, closing of a $16.5 million public offering of Series H Convertible Preferred Stock, which substantially strengthened the company's financial position.

CEO Janet Huffman emphasized the broader significance of this milestone, stating that regaining compliance represents more than just meeting regulatory requirements—it reflects the company's commitment to transparency, financial discipline, and restoring investor confidence. The successful funding round not only restored stockholder equity but also provides crucial capital to advance Oragenics' lead candidate, ONP-002, through key Phase II milestones in Australia and upcoming Phase IIb trials in the United States. This financial stability comes at a critical juncture for the company's clinical development pipeline.

The company's proprietary intranasal delivery technology represents a potentially transformative approach to neurological care, offering targeted, non-invasive therapeutics for brain-related conditions. ONP-002 is advancing with the goal of becoming the first FDA-approved treatment for concussion, addressing a significant unmet medical need in neurological trauma care. The platform technology underlying this development has broader implications, potentially opening pathways to address neurodegenerative diseases, CNS disorders, and other neurological conditions that have historically proven challenging to treat effectively.

The restoration of NYSE compliance and successful capital raise have substantial implications for both investors and the broader healthcare landscape. For the investment community, this development signals improved corporate governance and financial stability, potentially making Oragenics a more attractive opportunity in the competitive biotechnology sector. For patients and healthcare providers, the continued advancement of ONP-002 through clinical trials brings hope for the first approved concussion treatment, which could fundamentally change how neurological trauma is managed across healthcare systems. Additional information about the company's developments is available through their newsroom at https://ibn.fm/OGEN.

The convergence of regulatory compliance and adequate funding positions Oragenics to execute its clinical development strategy without the distraction of listing compliance issues. This stability is particularly important for a clinical-stage company navigating the complex and capital-intensive process of bringing novel therapeutics to market. The company's focus on creating what it describes as a movement around brain-first recovery suggests a comprehensive approach to neurological care that extends beyond pharmaceutical development to include broader systemic changes in how patients, clinicians, and healthcare systems approach neurological trauma management.